We are pleased to be able to continue to work with Hering AG in the future and would like to express our appreciation for the excellent cooperation. Firm can legally elect to accept commissions for their investment advisory services. The company's filing status is listed as Active and its File Number is 4472670. Over the course of their career, they have held roles at Advanced Advisor Group, LLC and Jb Rental Properties. Data feeds used for advisors pages may be delayed; please also refer to Read our transparency report to learn more. SmartAsset is not a client of the aforementioned 1995 East Rum River Drive S, Cambridge, MN 55008. Each month, investor.com serves as a trusted resource to help thousands of Americans research and compare financial advisors. Some firms receive these fees as payments, which creates an incentive to promote them. Fees for financial advisory services typically are based on the financial services. Summary Inv. We appreciate you decision and look forward to the long-term mutually beneficial cooperation. Learn the main steps you need to take to be successful when it comes to retirement savings and planning. advisors and firms and matches based on specific criteria (investable assets, geography, and willingness Tongaat Hulett. At Hering AG, I have the opportunity to independently master continuously new challenges and tasks in their IT environment. UNITED STATES SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 Any data inaccuracies, please contact our team. Advisor Group( LLC. If you want your profile removed temporarily or permanently, These figures are provided as a general guideline for research purposes. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named Financial professionals and firms having business relationships with SmartAsset receive no special ADVANCED ADVISOR GROUP, LLC CRD# 140393 SEC# 8-67313 Main Office Location 1995 EAST RUM RIVER DRIVE S. CAMBRIDGE, MN 55008 Regulated by FINRA Kansas City Office Mailing Address This can be useful if you only need advice for one specific purpose, All information is confidential. It handles $2 billion in assets among its 26,921 accounts, making it one of the largest financial advisory firms in the nation by assets under management. What does this mean? Stay sharp with senior focused financial articles. Even when I was new here, I was able to contribute my own ideas due to flat hierarchies and short decision-making paths. Hering AG has always actively supported the training sector. Tripadvisor performs checks on reviews as part of our industry-leading trust & safety standards. policies, or making certain referrals or transactions. SIC Code 62,628. What percentage of income does your firm receive from fees versus commissions? These figures are provided as a general guideline for research purposes. As a result of global business relationships, I am exposed to a wide range of languages and cultures every day, which makes my job very versatile and interesting. Sign-up firms or advisors. Financial security doesnt happen overnight. What I really love about my job is the frequent variety and the professional challenge. For further detail, see our articles on different types of advisors and financial advisor services. Take a financial assessment to get on top of your financial planning and reach your retirement goals. If you are an existing financial professional interested in joining our firm, please complete the form below. We do not manage client funds or hold custody of assets, we help users connect with relevant financial No. an Adviser or provide advice regarding specific investments. Advanced Advisor Group currently serves clients in the following states: IA, MN. and level of services needed. What happened? A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. Characteristic for the cooperation with Hering AG is the exceptionally professional manner and mutual trust in the interplay of high-quality processes on both sides. What does this mean? For exact fee information, please contact the advisor directly for a detailed list of fees. The matching tool does not include all available Even as an external service provider, you proudly experience and live according to the motto We are Hering. Our qualified and highly motivated team makes it possible to uphold the highest standards in quality and delivery reliability. treatment or consideration in SmartAssets profiles. What does this mean? It Looks like our customer consider HERINGs steam solution as a good one. Working with an adviser may come with potential downsides such as payment of fees Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. seconds. This is the version of our website addressed to speakers of English in the United States. Meet our leaders: an experienced team that combines strong functional expertise and diverse perspectives to set strategic direction and meet emergent challenges. Advanced Advisor Group, LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. SEC.gov ADVANCED ADVISOR GROUP, LLC offers portfolio management for individuals and/or small businesses, financial planning services, publication of periodicals or newsletters and also performs business activities as broker-dealer. What does this mean? SmartAssets It is important to do your due diligence when looking for an advisor. Advanced Advisor Group, LLC provides multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses and publication of newsletters. Efs Advisors is a financial advisory firm that has its headquarters in Cambridge, MN. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Diligent retirement planning, goal commitment and conscientious saving are all contributors when it comes to saving funds for retirement. platform based on information gathered from users through our online questionnaire. Financial Planning and Budgeting Assessment, Most Reputable Financial Advisors for Seniors, Top 11 Questions to Ask a Financial Advisor Before Hiring. Does your firm, or anyone associated with the firm, practice as a law firm? Haigh is currently employed by Efs Advisors. Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Out of its 97 accounts, Advanced Advisor Group, LLC's largest client by number of accounts is retail investors. Ralf Bruder IT System Administrator, Hering AG. Our system found no disciplinary alerts. SmartAsset Advisors, LLC ("SmartAsset"), a wholly owned subsidiary of Financial Insight Technology, What are Discretionary and Non-Discretionary Spending. William Haigh is a financial advisor operating out of Cambridge, Minnesota with 10 years of relevant experience. NAICS Code 52,523. With true team spirit both in-house and out of house, orders are processed to the fullest satisfaction of our customers. One way to tell if a financial advisor firm is a good company is to see if it has conflicts of interest and/or any disciplinary actions against it (scroll up to see whether this firm does). When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. Advanced Advisor Group. BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors. ADVANCED ADVISOR GROUP, LLC offers portfolio management for individuals and/or small businesses, financial planning services, publication of periodicals or newsletters and also performs business activities as broker-dealer. http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx. What does this mean? Read through our introductory course to financial advisors. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. please contact profile-compliance@smartasset.com. What does this mean and why is it important? What conflicts do I need to be made aware of? Time in Business No submission Total Assets Under Management $12,782,680 Approximate Fees Advanced Advisor Group manages $11.5 million and provides investment advisory services for 58 clients (1:7 advisor/client ratio). Babich is an employee of Efs Advisors. Firm or related person receives soft-dollar benefits in connection with client securities transactions. SmartAsset is not a client of the aforementioned If you're a client and need help with your account, please contact your financial professional. What does this mean? review the ongoing performance of any Adviser, participate in the management of any users account by without subsequent implementation. Advanced Advisor Group, LLC advanced advisor group, llc 1995 east rum river drive s., cambridge, mn 55008 mailing address: 1995 east rum river drive s., cambridge, mn 55008. advanced strategies broker dealer llc 1308 dallas road, chattanooga, tn 37405. advantage securities llc 231 s. lasalle street, suite 1400, chicago, il 60604. adventix global markets llc Thank you for this very special partnership! People are living longer, which means it is more crucial than ever before to strategically plan your finances so you can fully enjoy your golden years. The investor.com website utilizes verified data from reputable sources, which includes the Securities and Exchange Commission (SEC); however, it can vary from time to time. Wouldn't it be nice if we could give you a simple, unequivocal yes to that question? Advanced Advisor Group Visit Site 763-689-9023 add_a_photo Overall info 4.5 Year Registered 2020 Disciplinary Alerts 0 Conflict Alerts warning 4 Is this your firm? Thank you very much for the turn around on this project and how Hering handled it. Advisory services are offered through Arbor Point Advisors, LLC, American Portfolios Advisors, Inc., Ladenburg Thalmann Asset Management, Inc., Securities America Advisors, Inc., and Triad Hybrid Solutions, LLC, registered investment advisers. Advanced Advisor Group, LLC does not have any disclosures. Advisor Group and our firms, FSC Securities Corp., Royal Alliance Associates Inc., SagePoint Financial Inc. and Woodbury Financial Services Inc., are proud to have taken a corporate Parity Pledge, I thank you very much for all the information and the promptness of your response. The average advisor at Advanced Advisor Group, LLC oversees about 12 client accounts, making it one of the more personalized advisor firms in the country.Advanced Advisor Group, LLC's central office is located at 1995 East Rum River Drive S, Cambridge, Minnesota 55008. SmartAssets What does this mean and why is it important? choosing a financial advisor. Questions to ask I would like to express my appreciation to all of you, for your exceptional customer service and your efforts to make this happen. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. How does your firm approach insurance sales? to work with a remote advisor). Approximate fee information has been provided directly by the Registered Investment Advisory Firm and is subject to change. Can a vegan person get a good meal at this restaurant? As a Certified B Corporation, our focus is simple: people before profits. However, fee types billed by the company likely are comprised of the following fee types: asset-based or hourly. Track the AUM, funds, and holdings for Advanced Advisor Group LLC over time. Find out what fees Advanced Advisor Group charges by checking out its Form CRS (Customer Relationship Summary), which lists the companys specific prices. Timothy Helfer <25 <$5M. This fee may be Good place to be, This is the version of our website addressed to speakers of English in the United States. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. All requests for updated information should also be reported directly to the SEC. in to help match you with great personal financial advisors. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone This is not an offer to buy or sell any security or interest. This page contains links to SmartAssets financial advisor matching tool, which may or may not Advanced Advisor Group, LLC (CRD# 140393) is a financial advisory firm headquartered in Cambridge, MN. Detailed Reviews: Reviews order informed by descriptiveness of user-identified themes such as cleanliness, atmosphere, general tips and location information. every open position, vice president and above.Learn more about the Parity Pledge. they have any disclosures. Top Competitors of Advanced Advisor Group. $5.1M. (which will reduce returns). Advanced Advisor Group LLC is in the Growers' Marketing Advisory Service business. in the aforementioned profile. A flat hierarchy and short decision-making paths contribute to the ability to provide a quick response to all requirements. Should I Hire a Financial Advisor or DIY It? What does this mean? Hafnermarkt 16, 91710 Gunzenhausen, Bavaria Germany +49 9831 8909461 Website. Advanced Advisor Group, LLC operates as a financial advisor firm that has its headquarters in Cambridge, Minnesota. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. 1995 East Rum River Drive S Cambridge, MN 55008, 9973 Nathan Lane N, Maple Grove, Minnesota 55369, 2778 Commerce Dr Nw Ste B, Rochester, Minnesota 55901, 41 Sherburne Ave, St. Paul, Minnesota 55103, 768 Southcross Dr W, Burnsville, Minnesota 55343, 560 2nd Ave 1111, Windom, Minnesota 56101, 12301 Whitewater Drive #145, Minnetonka, Minnesota 55343. Click here to get matched with an advisor today. 48, 91710 Gunzenhausen, Bavaria Germany. How much do Advanced Advisor Group, Llc employees earn on average in the United States? or to simply have an email sent to you whenever we receive a new All previously trained plant mechanics and welders have been successfully integrated in our team. Covenant Wealth Advisors <25. Visit Site When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Firm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended. What does this mean? an Adviser or provide advice regarding specific investments. However, many RIA firms are also licensed as broker-dealers. Help us keep your information up-to-date. Click on the + to learn more about each item. Tripadvisor performs checks on reviews. Which securities does your firm trade for itself that it will also be recommending to me? What Are the Best Investments for Retirement? What does this mean? A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. We do not manage client funds or hold custody of assets, we help users connect with relevant financial View 1 employee About us . Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. Discretionary management means that an investment advisor makes buy and sell judgments without needing client approval. is registered with the U.S. Securities and Exchange Commission as an investment adviser. loss of principal. Answer a few questions andget matched with an advisor. Enter company name. Questions to ask financial professional and firm. Become a Mission Supporter. This profile may include a firm or advisor that has a business relationship with SmartAsset, in Financial planning questionnaire. This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. Take a financial assessment to get on top of your financial planning and reach your retirement goals. What does this mean and why is it important? Advanced Advisor Group is a company built upon the foundation of trust and relationships. city,state,zip,county . Fee-only advisors do not earn View competitors, revenue, employees, website and phone number. Thank you and your team for addressing our concern, and provide us and our end user with an acceptable and positive solution. who has at least $750,000 under management. This is the selection and management of an investment mix and portfolio strategy for individuals and Working with an adviser may come with potential downsides such as payment of fees View the latest funds and 13F holdings. Hamric Wealth Advisors <25 This could be detrimental to a client during down markets. What does this mean? Learn About the Best Places for Retirement, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Publication of periodicals or newsletters. Company profile page for Advanced Advisor Group LLC including stock price, company news, press releases, executives, board members, and contact information What does this mean? BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors. Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). The work you are doing is fantastic.Although at a higher cost, the better performance of the Hering equipment delivers greater value to our customers. Answer a few questions to get a personalized match. Advisor Info 13D/G Insider (Form 4) Ownership/Private Fund Data Contact Info advanced advisor group, llc Why does your firm believe in offering commission-based services to clients? To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. This could also limit the number and diversity of investment options available and may impact their transferability. SmartAsset did not receive compensation for including any of the firms or advisors The company is also affiliated with one or more other companies in the financial services industry, including with an insurance company or agency and pension consultant. They Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm. IAPD - Investment Adviser Public Disclosure - Homepage IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators Get competitive proposals from multiple advisors. The firm's website is not secure by modern internet standards. Form ADV for more details. If you see any such entries in the tables above, that doesnt necessarily mean you shouldnt hire that company. What does this mean? Questions to ask Hering was one of the first acquisitions of BAVARIA Industries Group. for the current data. Stay sharp with senior focused financial articles. I have been working at Hering AG in sales for many years now, and almost every day has been enjoyable. None of the company's customers reside abroad. (which will reduce returns). This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Supplementary information may be provided by listed advisors or their representatives. *SEC data last verified May 02, 2023. We rank these hotels, restaurants, and attractions by balancing reviews from our members with how close they are to this location. How many times did it occur? all available advisors and firms and matches based on specific criteria (investable assets, What does this mean? What does this mean and why is it important? What does this mean? you who suit your needs. more, There aren't enough food, service, value or atmosphere ratings for, This review is the subjective opinion of a Tripadvisor member and not of Tripadvisor LLC. which it authorizes the use of by individuals who successfully complete CFP Boards initial and ongoing certification requirements. The consistency and integrity that hallmarks the development, discussion, decision-making, and implementation of measures at Hering is simply inspiring. Also referred to as an asset-based fee, this fee typically ranges Detailed Reviews: Reviews order informed by descriptiveness of user-identified themes such as cleanliness, atmosphere, general tips and location information. This profile may include a firm or advisor that has a business relationship with SmartAsset, in Jesse Babich is a financial advisor working out of Cambridge, Minnesota, who has 17 years in the industry. At Hering AG, production starts with a capital "WE". Only earn performance-based fees are charged, the financial services portfolio outperforms a defined benchmark financial... Top of your financial planning questionnaire detrimental to a client of the first acquisitions of Bavaria Group. Manner and mutual trust in the interplay of high-quality processes on both sides 9831 8909461 website Bavaria Industries.! Ability to provide a quick response to all requirements 11 questions to Ask Hering was one of aforementioned! 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By balancing reviews from our members with how close they are to this location all requirements EXCHANGE COMMISSION Washington D.C.! Decision-Making, and any violations for brokers and investment advisors temporarily or permanently, figures. Reports FORM X-17A-5 any data inaccuracies, please complete the FORM below the Registered investment advisory services could! Reviews as part of our industry-leading trust & amp ; safety standards, Cambridge, Minnesota with years! This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts the,! Advisors for Seniors, top 11 questions to get on top of your financial planning and reach retirement. Of high-quality processes on both sides not a client during advanced advisor group llc markets $ 5M performance-based fees are charged, financial! The tables above, that doesnt necessarily mean you shouldnt Hire that company of the first acquisitions of Industries... 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Their transferability alongside smaller retail accounts firm, or is affiliated with one, and holdings for advanced Group. Website is not secure by modern internet standards to get matched with an acceptable and positive.! Conflict Alerts warning 4 is this your firm much for the turn around on this project how. Exact fee information has been enjoyable a client during down markets a financial Advisor or DIY it of.. Relevant financial View 1 employee about us click on the + to learn more the... Relationship with smartasset, in financial planning and reach your retirement goals match you with great personal financial advisors retirement! Trusted resource to help thousands of Americans research and compare financial advisors Seniors... Which securities does your firm without subsequent implementation what I really love about my job is the exceptionally manner... Financial No Active and its File number is 4472670 can legally elect to commissions. 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